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1 |
Basic Details * |
Completed
Pending
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2 |
Relationship Managers Details *
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Completed
Pending
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3 |
Bank Details *
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3.1 |
Settlement Account *
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Completed
Pending
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3.2 |
Own Account *
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Completed
Pending
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4 |
Directors Details (* If company type is LLP or LLC or PLC)
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Resubmission Required
Completed
Pending
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5 |
Documents
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5.1 |
Executed Participant Agreement with CCP *
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Resubmission Required
Completed
Pending
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5.2 |
Evidence of Agreement with Clearing Member *
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Resubmission Required
Completed
Pending
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5.3 |
Incorporation Details
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Resubmission Required
Completed
Pending
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5.4 |
Minimum Capital Requirement Details *
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Resubmission Required
Completed
Pending
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5.5 |
Company Registration/Identification Number *
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Resubmission Required
Completed
Pending
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5.6 |
Share Holding Structure Evidence - Form CAC 2/Form CAC 2A
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Resubmission Required
Completed
Pending
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5.7 |
Board Resolution Appointing Representatives
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Resubmission Required
Completed
Pending
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5.8 |
Consent Letter to Conduct KYC Checks with the Member’s Regulator
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Resubmission Required
Completed
Pending
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5.9 |
Undertaking to Settle All Applicable Cost, Charges, Fees, and Payments Including All Applicable Deposits and Collaterals and to abide by All Applicable Laws *
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Resubmission Required
Completed
Pending
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5.10 |
Consent Letter to Debit the Member’s Account with NIBSS *
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Resubmission Required
Completed
Pending
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5.11 |
The Banking License issued by The Reserve Bank of India
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Resubmission Required
Completed
Pending
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5.12 |
Evidence of Membership of the Exchange or Relevant Trading Venue
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Resubmission Required
Completed
Pending
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5.13 |
Evidence of SEC Registration of the Member as a Derivatives Clearing Member *
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Resubmission Required
Completed
Pending
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5.14 |
Completed Data Protection Consent Form *
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Resubmission Required
Completed
Pending
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5.15 |
Undertaking to Notify Change and Comply with Future Obligations *
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Resubmission Required
Completed
Pending
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6 |
Other Documents Details
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Resubmission Required
Completed
Pending
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7 |
Audited Annual Financial Statements & Audit Reports *
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Resubmission Required
Completed
Pending
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8 |
Income Tax Returns or Most Recent Tax Clearance Certificate *
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Resubmission Required
Completed
Pending
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9 |
Register Office Details *
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Completed
Pending
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10 |
Correspondence Office Details *
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Completed
Pending
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11 |
Membership in Other Clearing Corporation Details
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Completed
Pending
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